SOX / Controls & ITGC Analyst
Control narratives, tests and evidence ready for review
The SOX / Controls & ITGC Analyst maintains the risk-and-control matrix, writes process narratives, collects control evidence each period and performs walkthroughs and tests of key financial and IT general controls.
Control owners run their controls and management concludes on effectiveness; external auditors form their own view. The analyst tests and documents, and never concludes on its own.
AI drafts; a named person approves.
This seat is built and can be switched on for your business as a free evaluation. It is not for sale and has no price yet. Ask below; a person reviews every request and replies by email. Nothing is charged.
SARA is our AI assistant. Calls are recorded.
Morning: requests quarter-end evidence from control owners. Midday: tests user-access reviews for the ERP. Afternoon: documents a deficiency found in change management and drafts it for the audit manager. Quarterly: updates the control matrix for process changes.
- ·Maintain the risk-and-control matrix and narratives
- ·Collect control evidence on schedule
- ·Perform walkthroughs and tests of key controls and ITGCs
- ·Document deficiencies for management evaluation
- ·Track remediation and re-test
- ●Control tests completed on schedule
- ●Evidence received by due date
- ●Deficiencies remediated before year-end
- ●External-auditor reliance on management testing
- · Public companies
- · Pre-IPO companies
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